Uniform Securities Act — The Uniform Securities Act (USA) is a model statute designed to guide each state in drafting its state securities law. It was created by the National Conference of Commissioners on Uniform State Laws (NCCUSL).The purpose of the Uniform Securities … Wikipedia
Uniform Securities Agent State Law Exam — The Uniform Securities Agent State Law Examination, commonly referred to as the Series 63, is developed by NASAA and is administered by FINRA. The examination is designed to qualify candidates as securities agents within a state; nearly all… … Wikipedia
Securities Litigation Uniform Standards Act — The Securities Litigation Uniform Standards Act of 1998 (SLUSA) is a federal legislative act in the United States regarding private class action lawsuits for securities fraud. SLUSA amended portions of the Securities Act of 1933 and the… … Wikipedia
Securities Acts — Federal and state statutes governing the registration, offering, sale, etc. of securities. Major federal acts include the Securities Act of 1933 and the Securities Exchange Act of 1934 (q.v.). Such federal acts are administered by the Securities… … Black's law dictionary
Securities and Exchange Commission v. W. J. Howey Co. — SCOTUSCase Litigants=Securities and Exchange Commission v. W. J. Howey Co. ArgueDate=May 2 ArgueYear=1946 DecideDate=May 27 DecideYear=1946 FullName=Securities and Exchange Commission v. W. J. Howey Co. et al. USVol=328 USPage=293 Citation=66… … Wikipedia
National Securities Markets Improvement Act of 1996 — The National Securities Markets Improvement Act of 1996 is an amendment to United States federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to… … Wikipedia
Office of the Kansas Securities Commissioner — is an independent state agency. The mission of the Office of the Kansas Securities Commissioner (KSC) is to protect and inform Kansas investors, to promote integrity and full disclosure by issuers and securities professionals, to investigate and… … Wikipedia
List of Uniform Acts (United States) — In the United States, a Uniform Act or Uniform Law is a proposed state law drafted by the National Conference of Commissioners on Uniform State Laws (NCCUSL). TOC Drafting of uniform acts In the United States, a Uniform Act or Uniform Law is a… … Wikipedia
The National Securities Markets Improvement Act of 1996 — is an amendment to United States federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to promote more efficient management of mutual funds, protect… … Wikipedia
North American Securities Administrators Association — The North American Securities Administrators Association (NASAA), founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the… … Wikipedia
